OBS Financial Disclosure Information

OBS Financial is an indirect subsidiary of AssetMark Financial Holdings, Inc. (NYSE: AMK) of which Huatai Securities Co., Ltd. (“HTSC”) is controlling shareholder.

OBSFS’ website is limited to the dissemination of general information pertaining to its investment advisory services. It is for informational purposes only and so should not be construed by a consumer and/or prospective client as a solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.

AssetMark, Inc. (“AssetMark”) is an investment management and consulting firm serving independent financial advisors to help them build great businesses. The information on this website is for informational purposes only, is intended as an overview of the services to financial advisors, and is not a solicitation for investment. Information has been drawn from sources believed to be reliable, but its accuracy is not guaranteed, and is subject to change.

Advisors seeking more information regarding AssetMark’s services should contact AssetMark at 800-822-4227. Individuals seeking more information should consult their financial advisor.

AssetMark is an investment adviser registered with the Securities and Exchange Commission. AssetMark is an indirect subsidiary of Huatai Securities Co., Ltd. For more information please visit the Who We Are section.