OBS Financial Disclosure Information

OBS Financial is an indirect subsidiary of AssetMark Financial Holdings, Inc. (NYSE: AMK) of which Huatai Securities Co., Ltd. (“HTSC”) is controlling shareholder.

OBSFS’ website is limited to the dissemination of general information pertaining to its investment advisory services. It is for informational purposes only and so should not be construed by a consumer and/or prospective client as a solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.

AssetMark, Inc. (“AssetMark”) is an investment management and consulting firm serving independent financial advisors to help them build great businesses. The information on this website is for informational purposes only, is intended as an overview of the services to financial advisors, and is not a solicitation for investment. Information has been drawn from sources believed to be reliable, but its accuracy is not guaranteed, and is subject to change.

Advisors seeking more information regarding AssetMark’s services should contact AssetMark at 800-822-4227. Individuals seeking more information should consult their financial advisor.

AssetMark is an investment adviser registered with the Securities and Exchange Commission. AssetMark is an indirect subsidiary of Huatai Securities Co., Ltd. For more information please visit the Who We Are section.

Online Privacy & Security

In addition to our Privacy Policy, the following information applies when you visit us on our website or communicate with us online and electronically.

What Information Do We Collect if You Use Our Online Services?
You can visit our website as registered user or as a visitor. As a registered user, we may collect personal information about you when you visit our website. We use encryption and authentication tools to protect information that we obtain from you on our website. As a visitor, you can visit our website without giving us any personally identifiable information; however, our web servers will collect the name of the domain you used to access the Internet (such as aol.com), as well as your computer’s Internet Protocol (IP) address. We also may collect information about the pages of our website that you visit, the time and date of your visit, the time spent on those pages, the website you came from and visit next, and other diagnostic data. We may collect this information through the use of cookies.

What Are Cookies?
Cookies are files with a small amount of data which may include an anonymous unique identifier. Cookies are sent to your browser from a website and stored on your device. You can instruct your browser to refuse all cookies or to indicate when a cookie is being sent. If you set your browser to not accept cookies, you will limit the functionality we can provide you when you visit our web site.

Do We Respond to “Do Not Track” Signals?
No, we do not respond to “Do Not Track” signals.

What if You Link to Another Website?
We are not responsible for the information collected by other websites if you link to them from our website. We cannot guarantee how those sites use cookies or whether they place cookies on your computer that may identify you. You should carefully review the privacy policies of each website you visit to understand how it collects and uses information.

Do We Communicate by E-mail?
We may send you e-mail communications that may be useful to you, including information about our products and services, or third parties with whom we do business. You will be given the option to not receive these e-mail messages.

Do We Collect Personal Information from Children?
No. We do not knowingly collect personally identifiable information from anyone under the age of 18. If you are a parent or guardian and you are aware that your child has provided us with personal information, please contact us. If we become aware that we have collected personal information from children without verification of parental consent, we take steps to remove that information.

What If Our Online Privacy and Security Notice Changes?
We may update this Online Privacy and Security Notice from time to time. We will notify you of any material changes by posting the new Online Privacy and Security Notice on this page, along with the effective date of any changes.
This Online Privacy and Security Notice does not apply to other financial service providers, such as your Financial Advisor and the firm(s) s/he is associated with.